Retirement Plan Administration and Compliance Services

If you’re a retirement plan administrator, you know the importance of adhering to federal laws and regulations to avoid legal disputes when creating a retirement plan. This compliance process is a hefty responsibility. However, with retirement plan administration and compliance services, you can get the assistance you need to properly manage your retirement plan.

At Fort Pitt Capital Group, we have decades of experience in retirement plan compliance. Our highly skilled financial advisors are dedicated to providing individualized service to our clients for the best results, so you can relax knowing that your retirement plan is in capable hands.

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Why Utilize Our Retirement Plan Administration and Compliance Services?

Accurately aligning your retirement plan with IRS and Department of Labor requirements can be a challenging feat, and it’s one that you’ll want to dedicate extra time and attention to. Retirement plan compliance is necessary for eliminating audit risks and avoiding legal complications.

We offer retirement plan administration and compliance services that focus on ensuring your plan is solid, lawful and highly functional.

We Actively Monitor Your Plan

Our skilled investment advisors monitor the changing compliance climate and ensure your retirement plan is legally sound at all times. We personally assist you by reviewing and maintaining key documents, collecting the necessary information and preparing reports so that you’ll never have to question the legitimacy of your retirement plan.

We Proactively Engage You in Compliance Conversations As the Need Arises

We make sure you’re a part of the equation when it comes to compliance. Our consultants will include you in crucial conversations regarding your retirement plan, including:

Audit support
Employee education
Legislative changes and their impact
Safe harbor plan design

Legislative Changes and Their Potential Impact on the Plan

Federal regulations are constantly changing. Government agencies often issue new laws and replace or update existing ones, which can potentially impact your retirement plan’s compliance status. Our advisors will keep tabs on any regulatory changes, assess their potential influence on your plan and make adjustments accordingly.

Audit Support

Our retirement plan administration and compliance services will prepare you for your next 401(k) plan audit. We verify that your information is accurate and adheres to federal standards to ensure you pass your inspection effortlessly.

Safe Harbor Plan Design

We’ll help you pass 401(k) compliance tests so you can qualify for a Safe Harbor plan. This plan is exempt from nondiscrimination testing and encourages employee participation while also requiring companies to contribute to employee savings accounts.

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Benefits of Working With Fort Pitt Capital Group

We adhere to our core values to provide the most benefit to our clients:

Great client service: We put our clients first and work to give them an excellent customer experience with us.
Transparency: We have clear and open conversations with our clients to make sure they feel informed and confident in our financial decisions.
Investment strategy: We create intricate portfolios by utilizing careful industry research and analytics.
Internal expertise: Our team of advisors uses their diversified talents to create value for our clients.

Book Retirement Plan Administration and Compliance Services Today

If you’re a retirement plan administrator looking for extra assistance, Fort Pitt Capital Group is here to help.

Administration & Compliance